UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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HF2 Financial Management Inc.
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Class A Common Stock, par value $0.0001 per share
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40421A104
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March 27, 2013
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons.
Randall S. Yanker
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
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(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
United States
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole Voting Power
2,063,683 shares (1)
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6 Shared Voting Power
0 shares
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7 Sole Dispositive Power
2,063,683 shares (1)
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8 Shared Dispositive Power
0 shares
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
2,063,683 shares (1)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
8.7%
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12
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Type of Reporting Person (See Instructions)
IN
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(1)
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Includes 378,656 shares held by the Reporting Person, 37,866 shares held by Jeffrey J. Hodgman, 1,135,973 shares held by NAR Special Global, LLC, 189,329 shares held by Thomas Maheras, 151,463 shares held by Daniel T. Smythe, 94,664 shares held by Ramnarain Jaigobind, 37,866 shares held by Paul D. Schaeffer, 18,933 shares held by Dickinson Investments LLC and 18,933 shares held by SC-NGU LLC. The Reporting Person has voting and dispositive power over these shares pursuant to a proxy and power of attorney with each of the shareholders listed.
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Item 1
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(a)
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Name of Issuer
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HF2 Financial Management Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
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999 18th Street, Suite 3000
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Denver, Colorado 80202
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Item 2
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(a)
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Name of Person Filing
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Randall S. Yanker
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(b)
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Address of Principal Business Office or, if none, Residence
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c/o Alternative Asset Managers, L.P.
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Two Grand Central Tower
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140 East 45th Street, 16th Floor
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New York, NY 10017
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(c)
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Citizenship
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United States
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(d)
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Title of Class of Securities
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Class A Common Stock, par value $0.0001 per share
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(e)
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CUSIP Number
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40421A104
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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NOT APPLICABLE
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Item 4
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Ownership:
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Item 4(a)
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Amount Beneficially Owned
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As of April 1, 2013, the Reporting Person beneficially owns 2,063,683 shares of Class A Common Stock. (2)
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Item 4(b)
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Percent of Class
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8.7%
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Item 4(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote
2,063,683 shares (2)
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(ii)
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Shared power to vote or to direct the vote
0 shares
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(iii)
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Sole power to dispose or to direct the disposition of
2,063,683 (2)
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(iv)
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Shared power to dispose or to direct the disposition of
0 shares
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(2)
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Includes 378,656 shares held by the Reporting Person, 37,866 shares held by Jeffrey J. Hodgman, 1,135,973 shares held by NAR Special Global, LLC, 189,329 shares held by Thomas Maheras, 151,463 shares held by Daniel T. Smythe, 94,664 shares held by Ramnarain Jaigobind, 37,866 shares held by Paul D. Schaeffer, 18,933 shares held by Dickinson Investments LLC and 18,933 shares held by SC-NGU LLC. The Reporting Person has voting and dispositive power over these shares pursuant to a proxy and power of attorney with each of the shareholders listed.
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Item 5
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Ownership of Five Percent or Less of a Class
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Item 6
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Ownership of More than Five Percent on Behalf of Another Person
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Item 8
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Identification and Classification of Members of the Group
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Item 9
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Notice of Dissolution of Group
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Item 10
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Certification
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/s/ Randall S. Yanker | ||
Randall S. Yanker
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